NEW TECHNOLOGIES IN THE FINANCIAL SECTOR

The dynamically changing regulatory environment of the financial sector determines the necessity to introduce constant changes and to monitor all processes on a current basis. The KOLS team’s experience in the implementation of financial regulations and the current services provided to investment companies, investment fund companies and banks, as well as the FinTech sector ensures complex and proper solutions to every problem of our Clients.

The KOLS team supports the development of innovations in the field of finance, ensuring that the legal advice provided to both entities emerging on the market and mature organisations takes into account the characteristics of activity and business needs of all such entities.

As part of the regulatory compliance services the KOLS team provides legal assistance concerning in particular:

  • implementation of organisational solutions dedicated to investment companies, investment fund companies and banks in respect of the requirements specified in the following regulations: MiFID II, PSD II, CRD IV/CRR, UCITS, AML and GDPR;
  • preparation of draft policies, procedures and regulations, as well as other internal provisions in the given area;
  • preparation of organisations to enter foreign markets;
  • conducting audits of the compliance of internal procedures with proper regulations;
  • supporting Clients on implementing the compliance system;
  • representing Clients in administrative proceedings aimed at obtaining licences, including the launch of branches.

 

Moreover, the KOLS team provides trainings and lectures on compliance issues and certain regulatory requirements.

 

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