COMPLIANCE

The KOLS team of lawyers dealing with issues in the field of compliance has valuable experience in providing comprehensive legal services regarding ensuring that the operations of enterprises comply  with law and soft regulations.

The risk of administrative or criminal liability, as well as the damage to reputation make the implementation of compliance management systems a popular practice not only among financial institutions but also at other enterprises, especially at companies with American or French capital for which the management of the risk of incompliance with law is of crucial meaning in the evolving and uncertain legal and regulatory environment. That is why it is reasonable to prepare an organisation to adopt and implement compliance systems and proper procedures, treating them as specific insurance policies and improving the quality of company management.

Our compliance services include in particular:

  • audits of the compliance of internal procedures with legal regulations governing the area of the company’s activity;
  • preparing or updating internal procedures, including irregularity reporting procedures;
  • supporting clients in the implementation of compliance management systems;
  • receiving reports on irregularities and conducting a preliminary assessment of the risk related to such reports;
  • supporting Clients in the management of non-compliance incidents, including the support on conducting internal investigation procedures;
  • supporting Clients in administrative proceedings related to the conducted audits.

Furthermore, we provide trainings and lectures on compliance.

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